Individual(k)™ Plans
Deliver more value to your clients, and more momentum to your practice, with streamlined Individual(k) solutions built for owner-only businesses. Our flexible, advisor-first plans help you offer high-impact retirement strategies without the administrative burden, creating stronger client relationships and new opportunities for growth.
Ascensus Individual(k) plan options
Compare our solo 401(k) options to find the right fit for your clients and your practice.
CoPilot 3(38) Individual(k)
Ideal for advisors with clients that want a set investment lineup managed for them and immediate access to plan information
3(38) investment manager and fiduciary
Delivered quarterly
Daily Value Individual(k)
Ideal for advisors with clients that prefer to have control over their account and immediate access to plan information
Open architecture
Delivered quarterly
Non-Daily Value (Balance Forward) Individual(k)
Ideal for advisors that want to select and oversee investments and transactions for clients
Provided by broker-dealer
Open architecture/opened through broker-dealer
Delivered annually
Not applicable
Strategic solo 401(k) solutions for advisors
Even small plans can deliver big returns for both your clients and your business. Offering Individual(k) plans helps you expand your reach, deepen client trust, and position yourself as a go-to resource for self-employed and owner-only businesses.
Unlock new growth opportunities
Attract a broader segment of self-employed clients and small business owners who need retirement solutions but are often underserved.
Strengthen long-term relationships
Deliver high-value, low-complexity plans that build trust and open the door to future ancillary business opportunities.
Streamline your service model
Our Individual(k) plans are easy to implement and manage, helping you scale your offerings without adding administrative overhead.
Differentiate your practice
Stand out by offering tailored retirement strategies that many advisors may overlook, positioning yourself as a client-first partner.